基于递阶拓扑模型的斜视手术规划研究
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作者单位:

中南大学湘雅医院 眼科,湖南 长沙 410008

作者简介:

通讯作者:

吴小影,E-mail:hewuan@163.com

中图分类号:

R777.4

基金项目:

国家自然科学基金(82271091)


Research on surgical planning for strabismus based on a hierarchical topological model
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Affiliation:

Department of Ophthalmology, Xiangya Hospital, Central South University, Changsha, Hunan 410008, China

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    摘要:

    目的 探讨基于递阶拓扑架构的机器学习模型在水平斜视个性化手术规划中的应用价值。方法 回顾性分析2021年3月—2024年3月中南大学湘雅医院收治的608例行水平斜视手术患者的临床资料。提取年龄、三棱镜度数、眼轴长度等14项常规术前指标,采用CatBoost集成学习算法构建两阶段递阶拓扑模型。模型第一阶预测双眼4条水平直肌对应的8种手术操作(后徙或缩短)干预选择,第二阶预测具体手术量。数据集按80%与20%比例划分为训练集与测试集,采用宏平均曲线下面积(macro-AUC)、平均绝对误差(MAE)、均方根误差(RMSE)及方案完全命中率评估模型性能,并引入沙普利加和解释(SHAP)法进行特征解释。结果 外斜视组与内斜视组年龄、平均眼轴、双眼平均等效球镜比较,差异均无统计学意义(P >0.05)。外斜视组与内斜视组三棱镜度数比较,差异有统计学意义(P <0.05)。术前三棱镜度数与各主要干预肌肉左眼外直肌后徙术、右眼外直肌后徙术、左眼内直肌缩短术和右眼内直肌缩短术的实际手术量均呈正相关(P <0.05)。递阶拓扑模型在手术肌肉选择任务中的macro-AUC为0.962;手术量预测的MAE为0.491 mm,RMSE为1.494 mm。完整手术方案的完全命中率达到64.8%(79/122)。特征重要性分析表明,等效球镜度数和术前三棱镜度数等是驱动模型规划的最核心特征。结论 递阶拓扑机器学习模型能够高精度模拟临床专家的决策思维,实现较高精度的个体化手术规划,具有较强的临床决策支持潜力。

    Abstract:

    Objective To explore the application value of a machine learning model based on a hierarchical topological architecture in personalized surgical planning for horizontal strabismus.Methods The clinical data of 608 patients who underwent horizontal strabismus surgery at Xiangya Hospital of Central South University from March 2021 to March 2024 were retrospectively analyzed. Fourteen routine preoperative indicators, including age, prism diopter, and axial length, were extracted, and an ensemble learning algorithm was used to construct a two-stage hierarchical topological model. The first stage of the model predicted the intervention choice among 8 surgical operations (recession or resection) corresponding to the 4 horizontal rectus muscles of both eyes, while the second stage predicted the specific surgical dose. The dataset was divided into a training set and a test set at a ratio of 80% to 20%. Model performance was evaluated using the macro-average area under the curve (macro-AUC), mean absolute error (MAE), root mean square error (RMSE), and the exact match rate of the surgical plans. The SHapley Additive exPlanations (SHAP) method was introduced for feature interpretation.Results There were no significant differences between the exotropia and esotropia groups in age, mean axial length, or mean spherical equivalent (P > 0.05). However, the prism diopter differed significantly between the two groups (P < 0.05). Preoperative prism diopter was positively correlated with the actual surgical doses of the major target muscle interventions, including left lateral rectus recession, right lateral rectus recession, left medial rectus resection, and right medial rectus resection (all P < 0.05). The hierarchical topological model achieved a macro-AUC of 0.962 for the surgical muscle selection task. For surgical dose prediction, the MAE and RMSE were 0.491 mm and 1.494 mm, respectively. The exact match rate for the complete surgical plan was 64.8% (79/122). Feature importance analysis showed that spherical equivalent and preoperative prism diopter were among the most important features driving the model's surgical planning decisions.Conclusions The hierarchical topological machine learning model can simulate the decision-making thinking of clinical experts with high precision, achieving highly precise personalized surgical planning, and exhibits strong potential for clinical decision support.

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王洁月,吴小影.基于递阶拓扑模型的斜视手术规划研究[J].中国现代医学杂志,2026,36(16):63-68

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  • 收稿日期:2026-05-19
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  • 在线发布日期: 2026-08-24
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